Research Ethics
This note is about participatory research (which is to say most of research) but especially research with multiple agents with unequal power.
Related Notes
- Bearers of agency: Agent, Agency, Biological Individuality, Self, Subjectivity, Personhood
- Voice and representation: Voice, Representation, Personas, Paternalism
- Participation and leadership: Ladder, Three Axis Framework, Design Potential (Private), Leadership, Deliberation
- Justice, rights and governance: Justice, Inclusion (Private), Rights, Governance, Collaboration Charter (Private)
- Harm and care: Suffering, Care, Solidarity
- Data: Data, More-than-Human Explorations
- Beyond animals: Plant, Fungi, Microbe, Soil, Water, Ice, Fire, Artificial Intelligence
- Eel work: Eel Project, Eel, Eel Leadership
Nonhuman Participation
Cf.
- animal-informed consent
- animal privacy
- environmental data protection
- welfarism, the 3Rs (replacement, reduction, refinement)
- abolitionism
- sentientism, biocentrism, ecocentrism
- moral status, moral patiency, moral agency
- assent, dissent, refusal
- mediated consent, proxy consent, surrogate decision-making
- bodily privacy, informational privacy, locational privacy
- guardianship, trusteeship, relational representation
- legal personhood, legal beingness, rights of nature
- animal citizenship, membership rights
- compassionate conservation, conservation welfare, One Welfare
- paternalism, wardship
Going beyond welfare, regulation based on the human assessment of sentience, suffering and pain.
Types of agents (examples):
- Animals, plants, etc.
- Ecosystems, biomes, places
- Microbial life
- Inanimate matter
- Artificial agents
The boundary of an agent is itself contested. Individuality comes in degrees and levels, from cells and holobionts to populations, so each project decides which unit it treats as a participant. Cf. Biological Individuality, the evidence ladder in Agency, and self and no-self in Self.
The Montreal Declaration on Animal Exploitation
2026: Special Issue. ANIMAL PRIVACY: Historical and Conceptual Approaches | Privacy Studies Journal
Positions in Dispute
Grounds of Standing
Each ground includes some beings and includes others poorly or not at all.
| Ground | Includes | Includes poorly or not at all | Sources |
|---|---|---|---|
| Sentience and welfare | Vertebrates, some invertebrates | Plants, fungi, microbes, rivers, machines | 1, 2, 3 |
| Capacity and practical autonomy | Animals with demonstrated cognition | Beings that act without evidence of minds | Personhood |
| Legal incidents | Whatever a legal order chooses to recognise | Nothing in principle, so recognition becomes a political choice | 4 |
| Flourishing, autonomy and dignity | Plants and other living beings | Abiotic entities, machines | 5, 6, 7 |
| Membership and citizenship | Domesticated and liminal animals in shared communities | Wild, distant or collective beings | 8, 9, 10 |
| Embodiment, vulnerability, relational beingness | Animals beyond cognitive tests | Collectives, abiotic entities | 11 |
| Ecological function and relational value | Microbes, rivers, ecosystems | Individuals whose interests conflict with the function | 12, 13 |
| First Law and kinship | Country, rivers and ancestral beings, as the legal order gives them | Beings outside the relations that order recognises | 14 |
| Social relations | Robots and AI systems that take part in social life | Beings without human-facing interaction | 15, 16 |
Forms of Participation
- Interest representation, listening, empowerment. Three legal standards: humans consider animals' best interests, humans solicit animals' input, or animals make decisions with legal effect.17
- Ongoing embodied assent. Mediated consent from a human representative is necessary but insufficient. Researchers also watch for willingness and stop when an individual dissents.18
- Principles with a score. Animal-centred ethics from Animal–Computer Interaction treats animals as stakeholders and contributors, and scores procedures against relevance, impartiality, welfare and consent.19, 3
- Political voice in community. Sanctuary ethnography studies how resident animals shape the norms of a shared community.10
- Negotiation through place. Design with nonhuman species targets place-based relationships and negotiates through materials, structures, spaces and spatiotemporal patterns instead of speech.20 Humans still interpret the preferences they design for.
- Resistance. Nonhuman beings also participate uninvited, when they resist human ordering. Cf. Ladder, Resistance.
- Articulation bias. Participatory processes privilege articulation, deliberation and formal representation. They exclude beings that express constraints through behaviour, growth, metabolism or slow environmental change.21
- Things as participants. Democratic theory has begun to treat objects as participants in assemblages.22
Ladders and Stairs
- Arnstein's ladder ranks citizen power. Its critics object to linearity, missing context and the assumption that more control is better. See Ladder.
- The Ladder of More-than-Human Participation runs from paternalism through recognition, solidarity, autonomy and conviviality to commoning, and explains participation through niche construction and symbiosis.23
- Used as a stair, it becomes a diagnostic. What degree of participation does a project achieve, and what prevents nonhuman leadership?24 Cf. Personas: a persona performs recognition and cannot deliver autonomy.
- The Ladder of Multispecies Participation, from urban planning with kittiwakes, runs from paternalism through recognition to conviviality.25
- The stair organises the praxiology axis of Three Axis Framework, beside axes for who exists and how participants know.
- Open questions:
- Does the stair apply to a biofilm or a river as it does to a bird?
- Can one being have different degrees of participation in different decisions?
- How does the stair account for protective duties?
Protection, Paternalism and Agency
- Protection through human competence. Licensing pet-keeping would require keepers to demonstrate competence before acquiring an animal, which extends enforceable standards of care into the private sphere.26
- Critique of wardship. Wardship paternalism excludes those judged incapable from the contract among "rational" adults.27 Cf. Paternalism.
- Agency turn. The law assumes animals are passive non-agents, and an agency turn in animal law reassesses that assumption.17
- These positions conflict when the same animal needs protection from its keeper and a say in its own life.
Individuals, Populations and Systems
- Compassionate conservation opposes killing individuals for conservation goals. Critics answer that consequences for populations and species matter, and that do-no-harm can worsen welfare outcomes.28, 29 A critical review sets out the arguments on both sides.30
- Some ethicists argue for intervention in nature to reduce wild animal suffering.31 Cf. Suffering.
- Animal agency already shapes conservation and management outcomes.32
- Rights to microbes protect functions that all life depends on. Rights of microbes recognise their intrinsic and relational value. The two can diverge.12
Privacy and Data
- Ethics review has lagged behind privacy and consent concerns for other-than-human participants. Privacy applies to each being, bodily and informational, and anonymisation and protection of location data reduce exposure to harm.33
- Public sharing of wildlife locations can endanger individuals, species and ecosystems, which creates duties for observers, researchers and platforms.34
- Telemetry can expose tracked animals to disturbance or poaching, so studies should assess vulnerability before tagging.35
- Data justice asks who collects, owns and benefits from biodiversity data.36
- Places also store information: dunes, river channels and animal paths record past events. Cf. More-than-Human Explorations.
Indigenous Law, Relational Governance and Their Limits
- Indigenous partners hold authority over Country, knowledge, data and outputs. Collaboration Charter (Private) places that authority above ordinary decision rules.
- An Indigenous critique argues that critical animal studies can reproduce settler-colonial logics.37
- Human knowledge about more-than-human worlds cannot, by itself, satisfy a nonhuman version of "nothing about us without us". Cf. Inclusion (Private).
- River defence debates reveal competing ontologies of what a river is and who speaks for it.38
- River personhood takes several legal forms, and its effect depends on guardians, resources and mandates.39, 40
- Relational representation proposes speaking with nature, with mandates that others can review.41
Beyond Animals
| Agent | Live questions | Our work | Sources |
|---|---|---|---|
| Plants | Can plants consent to those who represent them? Does flourishing justify respect? What does autonomy mean for a modular, clonal being? | Plants as designers;42 a tree as first author43 | 5, 6, 7 |
| Fungi | Which unit participates: hypha, mycelium or symbiosis? | Fungi | Gap in these notes |
| Microbes | Rights to microbes or rights of microbes? What would a microbe say? | Microbe | 12, 13, 44 |
| Rivers, ecosystems, places | Who has a mandate to speak, and who reviews it? | Rivers in Eel Project; Country in vegetal leadership43 | 14, 39, 40, 41, 45 |
| Inanimate matter | Can objects participate in democratic assemblages, and what obligations follow? | Ice, Water, dunes as memory | 22 |
| Artificial agents | Can and should machines hold rights? How does AI change what counts as intelligence? | Decision-making by creatures and gadgets46 | 15, 16, 21 |
Eel Project as a Test Case
- Unit of participation. An individual glass eel, a catchment population, a species, eels with their parasites and microbiomes, or the river system. Each choice changes who can assent and whose interests count. Cf. Biological Individuality.
- Grounds of standing. Eels test sentience-based review as fish, and partners also value them as indicator, umbrella and model species. Record which ground each partner uses. Cf. "non-cuddly species" and "from food to kin" in Eel.47
- Degree of participation by method. Assess eDNA, telemetry, captive diet experiments, hydrophone mapping and passage design against the stair. Ask which methods let eel behaviour change the next decision.
- Assent and dissent. Which behaviours in captivity or at passage structures count as refusal, and who interprets them?
- Individuals against populations. Restocking, translocation and captive experiments can trade individual welfare for population recovery, so the compassionate conservation debate applies directly.28, 29
- Privacy. Hydrophone maps, telemetry and public sound maps can reveal migration routes and aggregation sites. Decide what to publish, delay or aggregate.34, 35
- Indigenous governance and eel agency. The Gunditjmara aquaculture system at Lake Condah records long relations between people, eels and engineered waterways.48 Ask how Gunditjmara authority, eel behaviour and river dynamics each shape project decisions.
- Eel roles. Witnesses, ambassadors, engineers, designers, coordinators, strategists. Which roles could a project support? Cf. Eel Leadership.
- Capability accounts. Use the account-makers approach in Eel Project to record who defines eel thriving.
Implications for More-than-Human Design
Candidate Guidelines
Provisional. Each responds to a tension above, and projects should test them.
- Declare the grounds of standing a project uses and the beings those grounds leave out.
- Declare the unit of participation for each decision, from individual to system, and revisit it as evidence changes.
- Assess each method against the stair, and state what would raise its degree of participation.
- Record assent and dissent where behaviour makes them observable. Where it does not, as with many plants, microbes and rivers, name the proxy, its mandate and its review.
- Register competing claims to speak for the same being, from Indigenous law, sciences, local knowledge and the being's own behaviour.
- Record conflicts across scales and agents, between individuals, populations and systems, and state who resolved each and how.
- Treat data collection as a risk of exposure. Assess bodily, informational and locational privacy for individuals and places before collection.
- Count the costs of participation, including energy, materials and disturbance.21
- Keep review open. Log decisions, dissents and consequences, and assign responsibility for changing or stopping methods.
Research Questions
- What counts as assent or refusal for a glass eel, a eucalypt, a biofilm, a river or an AI system?
- Can the stair represent participation by collectives whose members disagree?
- When do protective duties conflict with agency-affirming duties, and how should projects decide?
- Which review bodies could hear claims from plants, microbes or places?
- How can data practices support nonhuman agency while limiting exposure to harm?
References
Footnotes
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